Investor Claims against Stock Brokers

Locate a Local Finance Lawyer

Most Common Finance Law Issues:

What Are Common Ways Stockbrokers Harm Clients?

Stockbrokers can harm clients in a number of ways, especially in they engage in any of the following behavior:

What Can I Do If My Broker Mishandled My Account?

If you have a complaint against your broker concerning how your account was handled, there are several preliminary steps you can consider in an effort to resolve your complaint:

Do I Need an Attorney?

If negotiating with your broker and complaining to his branch manager has not led to a resolution of your problem, then you should contact an attorney to help with the problem. An attorney experienced with securities law can advise you whether you have a claim and inform you of your best course of action.

Consult a Lawyer - Present Your Case Now!
Last Modified: 05-26-2015 03:51 PM PDT

Find the Right Lawyer Now

Did you find this article informative?

Link to this page

Law Library Disclaimer

LegalMatch Logo for the Investor Claims against Stock Brokers page, stock broker,branch manager,investor claims,proof mailing,securities law,broker,legal,stock,problem,claim,investment,complaint,branch,mailing,theft,fault