Investor Claims against Stock Brokers

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Most Common Finance Law Issues:

What Are Common Ways Stockbrokers Harm Clients?

Stockbrokers can harm clients in a number of ways, especially in they engage in any of the following behavior:

What Can I Do If My Broker Mishandled My Account?

If you have a complaint against your broker concerning how your account was handled, there are several preliminary steps you can consider in an effort to resolve your complaint:

Do I Need an Attorney?

If negotiating with your broker and complaining to his branch manager has not led to a resolution of your problem, then you should contact an attorney to help with the problem. An attorney experienced with securities law can advise you whether you have a claim and inform you of your best course of action.

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Last Modified: 09-18-2014 12:49 PM PDT

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